ORIGINAL RESEARCH
Spatiotemporal Patterns and Ecological
Trade-offs of Open-pit Mining in Northwest
China: A Remote Sensing Perspective on
Environmentally Sustainable Development
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1
Xi’an Geological Survey Center of China Geological Survey / Northwest Center of Geological Technology Innovation,
Xi’an 710119, China
2
Key Laboratory for the Study of Focused Magmatism and Giant Ore Deposits of Magmatic Ore Deposits, Ministry of
Natural Resources, Xi’an 710119, China
3
Innovation Center for Engineering Technology of Intelligent Remote Sensing Monitoring of Natural Resources in the
Upper-Middle Reaches of the Yellow River, Ministry of Natural Resources, Xi’an 710119, China
4
Shaanxi Guangtai Project Management Consulting Co., Ltd, Xi’an 710075, China
5
School of Resources Engineering, Xi’an University of Architecture and Technology, Xi’an 710055, China
Submission date: 2025-06-03
Final revision date: 2025-08-23
Acceptance date: 2025-10-19
Online publication date: 2026-02-09
Corresponding author
Xiaojuan Yan
Xi’an Geological Survey Center of China Geological Survey / Northwest Center of Geological Technology Innovation,
Xi’an 710119, China
Min Yang
School of Resources Engineering, Xi’an University of Architecture and Technology, Xi’an 710055, China
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ABSTRACT
The rapid expansion of open-pit mining in Northwest China, driven by growing demands for energy
and strategic minerals, poses significant challenges to environmental sustainability in arid and semiarid
ecosystems. Leveraging high-resolution remote sensing data (e.g., Gaofen-2/6, ZY-3), this study
systematically analyzed the spatiotemporal patterns of 12,680 mining polygons across 3,253 approved
open-pit mines in four northwestern provinces (Xinjiang, Qinghai, Gansu, and Ningxia) from 2021 to
2022. Results revealed a pronounced spatial clustering of mining activities, with 92% of the total mining
area concentrated in Xinjiang and Qinghai. Non-metallic mineral extraction (potash, lithium, coal)
dominated, accounting for 71.8% of the total footprint, while metallic mining showed localized impacts.
Global Moran’s I (0.156, p<0.01) and Getis-Ord Gi* analyses identified two high-intensity clusters in
potassium-rich basins, demonstrating significant spatial autocorrelation. Desertification sensitivity
assessments in key coal mining zones revealed that 55% of mining areas fell within high-sensitivity regions, correlating with post-2016 NDVI declines. Despite progress in avoiding protected areas (only
0.45% overlap), ecological trade-offs persisted-mining contributed 31% to Qinghai’s GDP but degraded
12% of grasslands annually. Methodologically, manual interpretation achieved 95% accuracy but faced
scalability limitations compared to automated machine learning approaches. The findings underscore
the necessity of environmental, landscape-scale governance frameworks to address spillover effects
between protected and high-density mining zones. We advocate integrating AI-enhanced monitoring
and blockchain traceability to strengthen green mining practices, emphasizing that sustainable resource
development in fragile ecosystems requires balancing economic priorities with spatially explicit
ecological safeguards. This work provides a replicable model for reconciling mineral extraction with
environmental conservation in global arid regions.